Nivel de vulnerabilidad de las cooperativas de ahorro y crédito por la aplicación de procedimientos de control, para mitigar el lavado de activos del sector el mercado mayorista, DMQ.
This academic article aims to analyze the vulnerability of the Savings and Credit Cooperatives by the application of control procedures, to mitigate money laundering, have analyzed 3 COAC that are within the sector the wholesale market, through the use of surveys conducted to 6 officials of t...
| Autor Principal: | Sofía Elizabeth, Caiza Zapata |
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| Formato: | bachelorThesis |
| Idioma: | spa |
| Publicado: |
2017
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| Materias: | |
| Acceso en línea: |
http://dspace.ups.edu.ec/handle/123456789/14879 |
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| Sumario: |
This academic article aims to analyze
the vulnerability of the Savings and
Credit Cooperatives by the application
of control procedures, to mitigate
money laundering, have analyzed 3
COAC that are within the sector the
wholesale market, through the use of
surveys conducted to 6 officials of the
entities, as well as 14 of the clients to
which we could determine that
compliance is performed under the
regulations imposed by the
Superintendency of Popular and
Solidarity Economy, however do not
have automatic detections in lists of
internal control and the infrastructure is
not adequate, which has limited the
number of clients and the increase in
investments. |
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